Cohen Campbell: Your Partner in Financial Services Regulatory Compliance
Cohen Campbell is a leading law firm specialising in financial services regulatory compliance, advising financial institutions, asset managers, fintech companies, and other market participants on navigating complex regulatory landscapes. Our team brings deep expertise in regulatory frameworks, compliance strategy, and risk management across multiple jurisdictions, ensuring that clients operate smoothly and compliantly within the highly regulated financial sector. From licensing and AML/KYC protocols to regulatory investigations and data protection, Cohen Campbell is committed to guiding clients through regulatory challenges while supporting sustainable growth and innovation.
Our Regulatory Expertise
Our financial services regulatory team provides counsel across a broad spectrum of regulatory issues, including:
- Licensing and Registration – Assisting with financial licensing, registrations, and authorisations across jurisdictions, ensuring compliance with national and international standards.
- Anti-Money Laundering (AML) and Know Your Customer (KYC) – Developing, implementing, and reviewing AML and KYC programs to comply with regulatory requirements, protecting firms from financial crime.
- Consumer Protection and Data Privacy – Advising on consumer protection laws and data privacy regulations, including GDPR and CCPA, to secure client data and maintain trust.
- Regulatory Investigations and Enforcement – Representing clients in regulatory investigations, managing responses to enforcement actions, and advising on best practices for compliance.
- Compliance Program Development – Designing and enhancing compliance programs to ensure adherence to ever-evolving regulations and industry standards, while reducing operational risk.
- Financial Crime and Fraud Prevention – Implementing policies and controls to detect and prevent fraud, safeguarding assets and reputation from regulatory scrutiny.
Our Services
- Strategic Regulatory Compliance – Crafting tailored compliance strategies that align with specific business models, helping clients meet the requirements of regulations such as MiFID II, Dodd-Frank, AIFMD, and Basel III.
- Risk Management and Internal Controls – Establishing robust internal controls to mitigate compliance risk, enhancing governance, and promoting operational resilience.
- Regulatory Reporting – Advising on regulatory reporting requirements, helping clients manage timely and accurate submissions across global regulatory authorities.
- Cybersecurity and Data Protection – Providing guidance on cybersecurity requirements and data protection strategies to safeguard sensitive information and ensure compliance with cross-border data regulations.
- Training and Awareness – Conducting training programs to promote regulatory awareness within organisations, equipping teams to stay compliant with emerging regulatory changes.
- Cross-Border Advisory – Navigating the complexities of cross-border regulations, providing cohesive strategies for companies with multinational operations.
Why Choose Cohen Campbell?
- Comprehensive Regulatory Knowledge – Our attorneys have extensive experience with regulatory frameworks, ensuring clients benefit from up-to-date and thorough guidance.
- Client-Centric Approach – We work closely with clients to develop compliance solutions that are practical, effective, and tailored to individual business needs.
- Global Reach with Local Insight – With a strong global network, we offer seamless compliance advice across jurisdictions while accounting for local regulatory nuances.
- Risk and Innovation Balance – We prioritise risk management while supporting clients in achieving strategic goals, helping them stay compliant without compromising innovation.
- Efficient and Scalable Solutions – We design scalable compliance programs that can adapt as regulatory demands change, preparing clients for future growth and compliance requirements.
If you are navigating the complexities of financial services regulation, Cohen Campbell is the trusted partner you need. Contact us today to learn how we can support your regulatory compliance and safeguard your business.
